Compliance Analyst – Asset Management

About the role

The Compliance Analyst will support the compliance, risk monitoring, and internal control activities of Comercio Partners Asset Management. You will ensure adherence to regulatory requirements, investment mandates, internal policies, and industry standards while safeguarding client assets.

Key responsibilities

• Monitor compliance with SEC Nigeria regulations, investment guidelines, client mandates and internal policies; maintain a compliance obligations register and support regulatory inspections.
• Review portfolios against approved mandates, asset allocation limits and regulatory restrictions; assess market, credit, liquidity and concentration risks.
• Assess effectiveness of controls across portfolio management, trade execution, fund administration and client onboarding; review cash movements, bank reconciliations and settlements.
• Prepare periodic compliance reports, collaborate with portfolio management, risk and finance teams, and support internal and external audits.

Required profile

• Bachelor’s degree in Accounting, Economics or related field.
• Minimum three years of compliance experience, preferably in asset management.
• Working knowledge of SEC Nigeria regulations, investment products and portfolio management processes.
• Professional qualifications such as ICAN, ACCA or ACA.

Required skills

• Proficiency in Microsoft Excel.